AMERICAN EXPRESS CO

CUSIP: 25816109 Class: COM

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 7,056 Value ($000) $551 Avg Close — Range —
Q4 2014
Shares 5,118 Value ($000) $7,971 Avg Close — Range —
Q3 2014
Shares 6,883 Value ($000) $603 Avg Close — Range —
Q2 2014
Shares 7,276 Value ($000) $690,274 Avg Close — Range —